Justin Zavis is a Director at CNM in the CRS practice and specializes in leading complex internal audit, SOX and regulatory compliance engagements within the financial services industry. He has extensive experience within banking, investment management, mutual funds, insurance, and lending spaces. Justin has efficiently led advisory projects related to financial, operational, regulatory compliance (lending and deposit), remediation audits, and risk assessments (process and entity wide. Justin also has extensive Bank Secrecy Act/Anti Money Laundering (BSA/AML) experience leading annual independent testing and regulatory remediation projects at commercial banks (national and community banks) and one of the nation’s top three mutual fund companies in terms of asset under management. Further, Justin has an extensive knowledge of U.S. banking and SEC laws and regulations and has served as the lead Director for numerous internal audit and SOX outsourcing engagements reporting directly to the Audit Committee.
Prior to joining CNM, Justin worked at KPMG LLP for nine years in the Internal Audit and Enterprise Risk practice in Los Angeles and New York, where he oversaw complex internal audit engagements for some of the Firm’s largest clients.
Previous Representative Clients:
- JPMorgan Chase & Company
- Bank of America Corporation
- Finance Factors, LTD.
- Hawaiian Electric Industries/American Savings Bank
- LA Based top investment management firm
- California State Teachers Retirement System (CALSTRS)
- Green Dot Corporation