Mindy Wen is a Director in CNM’s Los Angeles office with 16 years of experience in both public and private accounting. She is responsible for managing the SSAE 18 and SOX engagement projects from inception to completion. Due to her experience in business process and IT audit, Mindy is able to understand both sides of the spectrum in order to provide clients the best possible solution for their audit needs. Mindy is responsible for the budget creation, communicating with the client on a regular basis with status updates on the project, and working with the external auditor to determine the timeline and best testing strategy. She specializes in financial audit, operational audit, internal audit, IT audit, and fraud audit.

Prior to joining CNM, Mindy served as Independent Consultant working with multiple clients in various industries, where she provided assistance in audit, accounting, financial and business services. She performed SOX financial compliance testing and created SOX documents for public traded companies. Mindy’s experience ranges from operational audit risk assessments to developing operational audit programs. Furthermore, she is experienced in leading a team of auditors to identify the risk throughout the business cycle and make appropriate recommendations to improve the process. Additionally, Mindy’s experience also includes overseeing the operations of internal audit, including Sarbanes-Oxley Compliance (SOX), IT audit, operational audit, and fraud investigation functions for both US and China territories.

Education, Certifications and Associations

  • Soochow University (Taiwan), B.A., Accounting
  • University of California, Riverside, M.B.A., Finance
  • Licensed CPA, CISA, CIA & CFE – California

Industry Specialty

  • Biotechnology
  • Energy
  • Entertainment
  • Manufacturing
  • Mining
  • Real Estate
  • Retail
  • Technology